Financial Services
Technology That Protects
the Trust You’ve Earned.
Secure, compliant IT for wealth managers, RIAs, and financial firms, delivered by a team that understands what client trust is built on, and what regulators expect.
Start with a Conversation
The Stakes
Financial firms are prime targets, and the damage from an incident isn’t measured in downtime. It’s measured in client relationships and regulatory standing.
At the same time, examiners keep raising the bar, legacy systems keep aging, and every operational hour spent on technology is an hour not spent with clients. In this industry, IT is part of the trust you sell.
What We Handle
Security Built for a Target-Rich Industry
Encryption, multi-factor authentication, real-time threat monitoring, and endpoint protection, end to end, watched around the clock.
Compliant Infrastructure
Systems aligned to FINRA, SEC Regulation S-P, and PCI DSS expectations, with audit preparation and reporting handled with your team.
Secure Client Data Handling
Encrypted storage, secure file sharing, and retention configured for supervision and recordkeeping rules.
Modern Work for Advisors
Virtual desktop infrastructure and secure remote access, so advisors work anywhere without the firm’s data going everywhere.
Legacy System Modernization
A managed path off the aging systems that cost the most and integrate the least, without disrupting the book.
Fluent in Your Rules
SEC Reg S-P and PCI DSS: spoken natively, mapped to your firm, and maintained as your environment evolves. When the examiner calls, the evidence already exists.
Why Forte for Financial Services
Wealth managers are a market Forte chose to master. We understand that your reputation compounds like your clients’ portfolios: slowly, then all at once. We run your technology like it carries that weight. Because it does.
Most RIAs and advisory firms land in Stay Protected (Comply): SEC Reg S-P (and similar) and your privacy obligations met and maintained, a dedicated vCISO who can speak to an examiner, and the Forte Cyber Assurance Team checking the controls behind your posture before anyone else has to.
Financial firms trust Forte inside an 11-year average client tenure, in an industry where switching costs are high and loyalty is earned annually.